John J. Pinto - Mar 17, 2023 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role: Sr EVP & CFO
Signature: /s/ Jan M. Klym, Power of Attorney
Stock symbol: NYCB
Transactions as of: Mar 17, 2023
Transactions value $: $0
Form type: 4
Date filed: 3/21/2023, 12:01 PM
Previous filing: Feb 28, 2023
Next filing: Mar 27, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NYCB	Common Stock	Award	$0	+41.8K	+9.2%	$0.00	496K	Mar 17, 2023	Direct	F1, F2
transaction	NYCB	Common Stock	Tax liability	$0	-21.3K	-4.3%	$0.00	475K	Mar 17, 2023	Direct	F3
transaction	NYCB	Common Stock	Tax liability	$0	-2.21K	-0.47%	$0.00	472K	Mar 17, 2023	Direct	F4
holding	NYCB	Common Stock						86K	Mar 17, 2023	By 401(k)
holding	NYCB	Common Stock						5.42K	Mar 17, 2023	By Stock Award XII	F5
holding	NYCB	Common Stock						57K	Mar 17, 2023	By Stock Award XV	F6
holding	NYCB	Common Stock						4.78K	Mar 17, 2023	By Stock Award XVI	F7
holding	NYCB	Common Stock						26K	Mar 17, 2023	By Stock Award XVII	F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person acquired these shares upon the settlement of certain Performance Based Share Units (PBSUs) of the issuer, after performance goals had been deemed satisfied by the Compensation Committee of the Issuer's Board of Directors. The PBSUs were originally granted on June 3, 2020.
F2	The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.
F3	These shares were surrendered to satisfy tax withholding obligations resulting from the settlement of certain Performance Share Units of issuer.
F4	These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F5	The remaining 5,417 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 26, 2023.
F6	The remaining 57,031 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in three approximately equal annual installments commencing on January 12, 2024.
F7	The remaining 4,777 shares, granted under Stock Award XVI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on February 26, 2024.
F8	26,016 shares granted under Stock Award XVII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three equal annual installments commencing on April 13, 2023.