R. Patrick Quinn - Feb 26, 2023 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
SEVP, GC & Corp. Secretary
Signature
/s/ Jan M. Klym, Power of Attorney
Stock symbol
NYCB
Transactions as of
Feb 26, 2023
Transactions value $
$0
Form type
4
Date filed
2/28/2023, 11:53 AM
Previous filing
Jan 17, 2023
Next filing
Mar 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Tax liability $0 -958 -1.79% $0.00 52.6K Feb 26, 2023 Direct F1, F2
holding NYCB Common Stock 36.8K Feb 26, 2023 By 401(k)
holding NYCB Common Stock 2.4K Feb 26, 2023 By Stock Award III F3
holding NYCB Common Stock 3K Feb 26, 2023 By Stock Award IV F4
holding NYCB Common Stock 9K Feb 26, 2023 By Stock Award V F5
holding NYCB Common Stock 3.69K Feb 26, 2023 By Stock Award VI F6
holding NYCB Common Stock 14.9K Feb 26, 2023 By Stock Award VII F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2 The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F3 The remaining 2,400 shares, granted under Stock Award III on January 14, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on January 14, 2024.
F4 The remaining 3,000 shares, granted under Stock Award IV on January 14, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 14, 2024.
F5 The remaining 9,000 shares, granted under Stock Award V on January 14, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in three equal annual installments commencing on January 14, 2024.
F6 The remaining 3,690 shares, granted under Stock Award VI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on February 26, 2024.
F7 14,866 shares granted under Stock Award VII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three approximately equal annual installments commencing on April 13, 2023.