Ronald A. Rosenfeld - Feb 6, 2023 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
Director
Signature
/s/ Jan M. Klym, Power of Attorney
Stock symbol
NYCB
Transactions as of
Feb 6, 2023
Transactions value $
$756,756
Form type
4
Date filed
2/6/2023, 02:13 PM
Previous filing
Jan 26, 2023
Next filing
Jan 25, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Series A Preferred Stock Purchase $757K +30.8K $24.57 30.8K Feb 6, 2023 By RAR Trust (JP) F1
holding NYCB Common Stock 30K Feb 6, 2023 By RAR Trust II
holding NYCB Common Stock 22.5K Feb 6, 2023 By RAR Trust F2
holding NYCB Series A Preferred Stock 10K Feb 6, 2023 By RAR Trust II
holding NYCB Common Stock 11.9K Feb 6, 2023 By Stock Award (012423) F3
holding NYCB Common Stock 1.44K Feb 6, 2023 By Stock Award IX F4
holding NYCB Common Stock 1.2K Feb 6, 2023 By Stock Award VIII F5
holding NYCB Common Stock 600 Feb 6, 2023 By Stock Award VII F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.45 to $24.63, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
F2 The number of shares held by this Trust includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F3 These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 24, 2024.
F4 The remaining 1,442 shares, granted under Stock Award IX on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 29, 2024.
F5 The remaining 1,200 shares, granted under Stock Award VIII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 1, 2023.
F6 The remaining 600 shares, granted under Stock Award VII on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on February 15, 2023.