Jack Schuler - Aug 15, 2023 Form 4 Insider Report for YIELD10 BIOSCIENCE, INC. (YTEN)

Role: 10%+ Owner
Signature: Jack W. Schuler
Stock symbol: YTEN
Transactions as of: Aug 15, 2023
Transactions value $: $497,250
Form type: 4
Date filed: 10/10/2023, 04:41 PM
Previous filing: Aug 11, 2023
Next filing: Aug 23, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	YTEN	Common Stock	Purchase	$497K	+765K	+87.63%	$0.65	1.64M	Aug 15, 2023	By Jack W. Schuler Living Trust	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	YTEN	Common Stock Warrants	Purchase		+765K			765K	Aug 15, 2023	Common Stock	765K	$0.65	By Jack W. Schuler Living Trust	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On August 15, 2023, the Issuer completed an offering (the "Offering"), in which the Issuer issued and sold 5,750,000 units (the "Units"), each consisting of (a) one share of Common Stock and (b) one warrant (the "Warrants") to purchase one share of Common Stock. The Units were sold at a per Unit offering price of $0.65. In the Offering, the Jack W. Schuler Living Trust (the "Living Trust") purchased 765,000 Units comprised of 765,000 shares of Common Stock and 765,000 Warrants.
F2	Jack W. Schuler is the sole trustee of the Living Trust, and in such capacity may be deemed to beneficially own the Common Stock and Warrants held by the Living Trust.

Content

On August 15, 2023, the Issuer completed an offering (the "Offering"), in which the Issuer issued and sold 5,750,000 units (the "Units"), each consisting of (a) one share of Common Stock and (b) one warrant (the "Warrants") to purchase one share of Common Stock. The Units were sold at a per Unit offering price of $0.65. In the Offering, the Jack W. Schuler Living Trust (the "Living Trust") purchased 765,000 Units comprised of 765,000 shares of Common Stock and 765,000 Warrants.

Jack W. Schuler is the sole trustee of the Living Trust, and in such capacity may be deemed to beneficially own the Common Stock and Warrants held by the Living Trust.