John Farahi - 07 Nov 2022 Form 4 Insider Report for MONARCH CASINO & RESORT INC (MCRI)

Role
CEO, Director, 10%+ Owner
Signature
John Farahi
Issuer symbol
MCRI
Transactions as of
07 Nov 2022
Net transactions value
-$1,515,750
Form type
4
Filing time
09 Nov 2022, 16:01:16 UTC
Previous filing
11 Oct 2022
Next filing
18 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCRI Common Stock Options Exercise $1,447,319 +66,666 +13% $21.71 565,153 07 Nov 2022 Direct
transaction MCRI Common Stock Tax liability $2,963,069 -37,276 -6.2% $79.49 565,153 07 Nov 2022 Direct
transaction MCRI Common Stock Gift $0 -20,185 -3.4% $0.000000 565,153 23 Sep 2022 Direct
transaction MCRI Common Stock Gift $0 +20,185 +0.83% $0.000000 2,444,798 23 Sep 2022 In trusts

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCRI Options / Right to Buy Options Exercise $0 -66,666 -11% $0.000000 533,334 07 Nov 2022 Common Stock 66,666 $21.71 Direct
holding MCRI Options / Right to Buy 533,334 07 Nov 2022 Common Stock 66,666 $73.95 Direct
holding MCRI Options / Right to Buy 533,334 07 Nov 2022 Common Stock 66,668 $61.22 Direct
holding MCRI Options / Right to Buy 533,334 07 Nov 2022 Common Stock 66,666 $43.24 Direct
holding MCRI Options / Right to Buy 533,334 07 Nov 2022 Common Stock 66,666 $39.82 Direct
holding MCRI Options / Right to Buy 533,334 07 Nov 2022 Common Stock 66,668 $45.32 Direct
holding MCRI Options / Right to Buy 533,334 07 Nov 2022 Common Stock 66,666 $23.08 Direct
holding MCRI Options / Right to Buy 533,334 07 Nov 2022 Common Stock 66,666 $17.62 Direct
holding MCRI Options / Right to Buy 533,334 07 Nov 2022 Common Stock 66,668 $12.32 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

On November 7,2022, Mr. John Farahi did a "net exercise" of 66,666 shares of stock option, which vested on October 21,2016 and was due to expire on October 21, 2023.