Klaas de Boer - Mar 31, 2021 Form 4/A - Amendment Insider Report for SmartKem, Inc. (SMTK)

Role
Director
Signature
/s/ Robert Bahns, attorney-in-fact for Klaas de Boer
Stock symbol
SMTK
Transactions as of
Mar 31, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
4/11/2022, 05:11 PM
Date Of Original Report
Apr 2, 2021
Next filing
Jul 12, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMTK Stock option (right to buy) Award $0 +18K $0.00 18K Mar 31, 2021 Common Stock 18K $2.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option award was made in accordance with the terms of the Issuer's 2021 Equity Incentive Plan. The option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on April 1, 2022.
F2 The original Form 4 filed by the Reporting Person on April 2, 2021 incorrectly reported that the option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on April 30, 2022.