Newtyn Management, LLC - Feb 10, 2022 Form 4 Insider Report for PACIFIC GAS & ELECTRIC Co (PCG)

Role
10%+ Owner
Signature
/s/ Eugene Dozortsev, Authorized Signatory
Stock symbol
PCG
Transactions as of
Feb 10, 2022
Transactions value $
$9,404,024
Form type
4
Date filed
3/4/2022, 05:07 PM
Previous filing
Nov 23, 2021
Next filing
Apr 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PCG First pref stock, par value $25, 5% redeemable Purchase $14K +546 +0.41% $25.71* 133K Feb 10, 2022 See Footnote F1, F2
transaction PCG First pref stock, par value $25, 5% redeemable Purchase $1.49M +56.6K +42.62% $26.30* 189K Feb 10, 2022 See Footnote F1, F3
transaction PCG First pref stock, par value $25, 5% series A redeemable Purchase $24.6K +962 +1.92% $25.59* 51.1K Feb 10, 2022 See Footnote F1, F4
transaction PCG First pref stock, par value $25, 5% series A redeemable Purchase $1.47M +55.7K +108.98% $26.40* 107K Feb 10, 2022 See Footnote F1, F5
transaction PCG First pref stock, par value $25, 4.80% redeemable Purchase $1.5M +58.1K +121.06% $25.78* 106K Feb 10, 2022 See Footnote F1, F6
transaction PCG First pref stock, par value $25, 4.50% redeemable Purchase $49.6K +2.13K +2.5% $23.35* 87.1K Feb 10, 2022 See Footnote F1, F7
transaction PCG First pref stock, par value $25, 4.50% redeemable Purchase $1.2M +48.4K +55.54% $24.70* 136K Feb 10, 2022 See Footnote F1, F8
transaction PCG First pref stock, par value $25, 4.36% series A redeemable Purchase $721K +29.4K +36.42% $24.50* 110K Feb 10, 2022 See Footnote F1
transaction PCG First pref stock, par value $25, 5.50% nonredeemable Purchase $8.7K +299 +0.14% $29.10* 210K Feb 11, 2022 See Footnote F1
transaction PCG First pref stock, par value $25, 5.50% nonredeemable Purchase $33.9K +1.2K +0.57% $28.23* 211K Feb 15, 2022 See Footnote F1, F9
transaction PCG First pref stock, par value $25, 5.50% nonredeemable Purchase $1.24M +44.1K +20.92% $28.06* 255K Feb 16, 2022 See Footnote F1, F10
transaction PCG First pref stock, par value $25, 5% nonredeemable Purchase $401K +15.3K +30.55% $26.25* 65.2K Feb 16, 2022 See Footnote F1
transaction PCG First pref stock, par value $25, 4.80% redeemable Purchase $1.05M +41.9K +39.52% $25.05* 148K Feb 16, 2022 See Footnote F1
transaction PCG First pref stock, par value $25, 4.36% series A redeemable Purchase $3.42K +144 +0.13% $23.75* 110K Feb 16, 2022 See Footnote F1
transaction PCG First pref stock, par value $25, 4.50% redeemable Purchase $209K +8.72K +6.43% $23.95* 144K Feb 16, 2022 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.23 to $26.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
F3 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.30 to $26.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
F4 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.19 to $26.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
F5 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.40 to $26.67 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
F6 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.96 to $25.80 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
F7 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.28 to $23.89 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
F8 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.44 to $25.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
F9 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.15 to $28.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
F10 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.00 to $28.15 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.