Newtyn Management, LLC - 10 Feb 2022 Form 3 Insider Report for PACIFIC GAS & ELECTRIC Co (PCG)

Role
10%+ Owner
Signature
/s/ Eugene Dozortsev, Authorized Signatory
Issuer symbol
PCG
Transactions as of
10 Feb 2022
Net transactions value
$0
Form type
3
Filing time
04 Mar 2022, 17:05:33 UTC
Previous filing
23 Nov 2021
Next filing
06 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PCG First pref stock, par value $25, 6% nonredeemable 380,211 10 Feb 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5.50% nonredeemable 209,379 10 Feb 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% nonredeemable 49,980 10 Feb 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% redeemable 132,284 10 Feb 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% series A redeemable 50,112 10 Feb 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.80% redeemable 47,980 10 Feb 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.50% redeemable 85,000 10 Feb 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.36% series A redeemable 80,792 10 Feb 2022 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities.