-
Signature
-
/s/ Ben Harshbarger
-
Issuer symbol
-
ATXS
-
Transactions as of
-
23 Jan 2026
-
Net transactions value
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$0
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Form type
-
4
-
Filing time
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23 Jan 2026, 16:25:42 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Harshbarger Benjamin |
Chief Legal Officer |
C/O ASTRIA THERAPEUTICS, INC., 22 BOSTON WHARF ROAD, 10TH FLOOR, BOSTON |
/s/ Ben Harshbarger |
23 Jan 2026 |
0001653133 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ATXS |
Stock Option (Right to Buy) |
Disposed to Issuer |
|
-33,333 |
-100% |
|
0 |
23 Jan 2026 |
Common Stock |
33,333 |
$12.96 |
Direct |
F1, F2 |
| transaction |
ATXS |
Stock Option (Right to Buy) |
Disposed to Issuer |
|
-55,000 |
-100% |
|
0 |
23 Jan 2026 |
Common Stock |
55,000 |
$6.51 |
Direct |
F2 |
| transaction |
ATXS |
Stock Option (Right to Buy) |
Disposed to Issuer |
|
-262,500 |
-100% |
|
0 |
23 Jan 2026 |
Common Stock |
262,500 |
$6.41 |
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Benjamin Harshbarger is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Explanation of Responses:
Remarks:
At the Effective Time, each Issuer stock option for which the applicable exercise price was equal to or greater than $13.00 (each, an "Out-of-the-Money Option") that was outstanding immediately prior to the Effective Time was canceled for no consideration, which cancelation is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-4(d) and Rule 16b-6(d) thereunder. Accordingly, the Reporting Person's Out-of-the-Money Options that were canceled in the Merger are not reported herein.