| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Jones Tina | Director | C/O JAPAN SMALLER CAPITALIZATION FUND, 309 WEST 49TH STREET, NEW YORK | /s/ Tina Jones | 23 Dec 2025 | 0002098603 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JOF | Common Stock | Purchase | $10,260 | +950 | $10.80 | 950 | 22 Dec 2025 | Direct |