| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Chemidlin David B | Director | C/O JAPAN SMALLER CAPITALIZATION FUND, 309 WEST 49TH STREET, NEW YORK | /s/ David Chemidlin | 19 Sep 2025 | 0001377860 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JOF | Common Stock | Purchase | $21,793 | +2,000 | +463% | $10.90 | 2,432 | 17 Sep 2025 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Includes 302 shares acquired pursuant to the Issuer's Dividend Reinvestment Plan, which acquisitions were exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder. |