Daniel J. Hennessy - 05 Jun 2025 Form 4 Insider Report for Red Rock Acquisition Corp. (HCVI)

Role
CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature
/s/ Daniel J. Hennessy
Issuer symbol
HCVI
Transactions as of
05 Jun 2025
Net transactions value
$0
Form type
4
Filing time
09 Jun 2025, 16:27:38 UTC
Previous filing
16 Jan 2025
Next filing
27 Jun 2025
SEC
View on sec.gov

Reporting Owners (4)

Name Relationship Address Signature Signature date CIK
HENNESSY DANIEL J CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner C/O HENNESSY CAPITAL INVESTMENT CORP. VI, 195 US HWY 50, SUITE 309, ZEPHYR COVE /s/ Daniel J. Hennessy 09 Jun 2025 0001519536
Hennessy Capital Partners VI LLC Other*, 10%+ Owner 195 US HWY 50, SUITE 309, ZEPHYR COVE /s/ Daniel J. Hennessy, Managing Member of Hennessy Capital Group LLC 09 Jun 2025 0001851739
Hennessy Capital Group LLC Other*, 10%+ Owner 195 US HWY 50, SUITE 309, ZEPHYR COVE /s/ Daniel J. Hennessy, Managing Member of Hennessy Capital Group LLC, Managing Member of Hennessy Capital Partners VI LLC 09 Jun 2025 0001597166
Hennessy Thomas D Other*, 10%+ Owner C/O HENNESSY CAPITAL INVESTMENT CORP. VI, 195 US HWY 50, SUITE 309, ZEPHYR COVE /s/ Thomas D. Hennessy 09 Jun 2025 0001789408

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCVI Class B Common Stock Disposed to Issuer $0 -3,695,000 -100% $0.000000 0 05 Jun 2025 Class A Common Stock 3,695,000 See footnote. F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Daniel J. Hennessy is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Pursuant to the Business Combination Agreement dated June 17, 2024, as amended, on June 5, 2025, the Issuer consummated its initial business combination with Namib Minerals ("PubCo"), with the Issuer surviving as a subsidiary of PubCo (the "Closing"). At the Closing, these securities were automatically cancelled in exchange for the right to receive ordinary shares of PubCo on a one-for-one basis.
F2 Amount has been adjusted to reflect the forfeiture of 7,544,318 shares of Class B common stock for no further consideration at the Closing pursuant to the Sponsor Letter Agreement, as amended and restated on April 14, 2025, which forfeiture is exempt from Section 16 pursuant to Rule 16b-6(d) and Rule 16a-4(d) promulgated under the Securities Exchange Act of 1934, as amended.
F3 These shares of Class B common stock were held by Hennessy Capital Partners VI LLC ("HCP"). Daniel J. Hennessy, the Chairman of the Board and Chief Executive Officer of the Issuer, and Thomas D. Hennessy are the sole managing members of Hennessy Capital Group LLC, the managing member of HCP. Consequently, each of Mr. Daniel Hennessy and Mr. Thomas Hennessy may be deemed the beneficial owner of securities held by HCP and have shared voting and dispositive control over such securities. Each of Mr. Daniel Hennessy and Mr. Thomas Hennessy disclaims beneficial ownership over any securities owned by HCP in which he does not have any pecuniary interest.

Remarks:

By virtue of Mr. Daniel Hennessy's position as a director on the Board, for purposes of Section 16, each of the other Reporting Persons may be deemed to be a director of the Issuer by deputization of Mr. Daniel Hennessy.