GERALD A. BRUNK - 20 Feb 2024 Form 4 Insider Report for enGene Holdings Inc. (ENGN)

Signature
/s/ Gerald Brunk
Issuer symbol
ENGN
Transactions as of
20 Feb 2024
Net transactions value
+$8,000,000
Form type
4
Filing time
21 Feb 2024, 16:20:30 UTC
Previous filing
31 Oct 2023
Next filing
18 Jun 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ENGN Common Shares Award $6,449,650 +644,965 +185% $10.00 993,651 20 Feb 2024 See Notes F1, F7, F8
transaction ENGN Common Shares Award $1,550,350 +155,035 +185% $10.00 238,851 20 Feb 2024 See Notes F2, F7, F8
holding ENGN Common Shares 1,341,790 20 Feb 2024 See Notes F3, F7, F8
holding ENGN Common Shares 44,647 20 Feb 2024 See Notes F4, F7, F8
holding ENGN Common Shares 1,077,386 20 Feb 2024 See Notes F5, F7, F8
holding ENGN Common Shares 152,974 20 Feb 2024 See Notes F6, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held by Lumira Ventures IV, L.P. ("Lumira IV").
F2 These securities are held by Lumira Ventures IV (International), L.P. ("Lumira IV Int'l").
F3 These securities are held by Lumira Ventures III, L.P. ("Lumira III").
F4 These securities are held by Lumira Ventures III (International), L.P. ("Lumira III Int'l").
F5 These securities are held by Merck Lumira Biosciences Fund, L.P. ("Merck-Lumira").
F6 These securities are held by Merck Lumira Biosciences Fund (Quebec), L.P. ("Merck-Lumira B" and, together with Lumira III, Lumira III Int'l, Lumira IV, Lumira IV Int'l, and Merck-Lumira, the "Lumira Entities").
F7 Mr. Brunk is an executive officer of certain entities controlling and/or managing the Lumira Entities. Mr. Brunk disclaims beneficial ownership of the Common Shares held by the Lumira Entities, except to the extent of his pecuniary interest therein, if any. Lumira III and Lumira III Int'l are controlled by their general partner, Lumira Ventures III GP, L.P., and managed by Lumira Capital Investment Management Inc. ("Lumira Mgmt"). Lumira Ventures III GP, L.P. is controlled by its general partners, Lumira III GP Inc. and Lumira III GP Holdings Co. Lumira IV and Lumira IV Int'l are controlled by their general partner, Lumira IV GP 2020 Inc., and managed by Lumira Mgmt. Merck-Lumira and Merck-Lumira B are controlled by their general partner, Lumira Capital GP, L.P., and managed by Lumira Mgmt. (Continued in following footnote).
F8 (Continued from prior footnote). Lumira Capital GP, L.P. is controlled by its general partners, Lumira GP Inc. and Lumira GP Holdings Co. Mr. Brunk is an executive officer of each of Lumira III GP Inc., Lumira III GP Holdings Co., Lumira IV GP 2020 Inc., Lumira GP Inc., Lumira GP Holdings Co. and Lumira Mgmt. Each of Lumira III GP Inc., Lumira III GP Holdings Co., Lumira IV GP 2020 Inc., Lumira GP Inc., Lumira GP Holdings Co., Lumira Mgmt and Mr. Brunk may be deemed to beneficially own the securities held by the respective Lumira Entities, but each disclaims beneficial ownership except to the extent of their respective pecuniary interests therein, if any.