Mark D. Ein - 16 Jan 2024 Form 4 Insider Report for Soho House & Co Inc. (SHCO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
18 Jan 2024, 16:13:23 UTC
Prior SEC filing
03 Jan 2024
Next SEC filing
02 Apr 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Louis Redman, attorney-in-fact for Mark Ein

Key filing fact

Mark D. Ein filed Form 4 for Soho House & Co Inc. (SHCO) on 18 Jan 2024.

Key facts

  • This page summarizes Mark D. Ein's Form 4 filing for Soho House & Co Inc. (SHCO).
  • 1 reported transaction and 2 derivative rows are listed below.
  • Accepted by SEC: 18 Jan 2024, 16:13.

Change

  • Previous filing in this sequence was filed on 03 Jan 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SHCO holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
614,781
Date
16 Jan 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SHCO transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+16,468
Change %
Price
$0.000000
Shares after
16,468
Date
16 Jan 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
16,468
Exercise price
Footnotes
F1, F2, F3
SHCO holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,667
Date
16 Jan 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
6,667
Exercise price
Footnotes
F1, F2, F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

The Reporting Person previously reported Restricted Stock Units ("RSUs") in Table I, aggregated with shares of Class A common stock. Starting with this Form 4, the Reporting Person is separately reporting RSUs in Table II. As such, the total number of shares of Class A common stock reported in Table I as beneficially owned by the Reporting Person has been reduced by the total number of unvested and unsettled RSUs beneficially owned by the Reporting Person, which are now reported in Table II (until settlement).

Footnote F2

Each RSU represents the contingent right to receive one share of Class A common stock.

Footnote F3

These RSUs vest 100% on January 16, 2025, subject to the recipient's continued service.

Footnote F4

Represents RSUs remaining from an initial grant of 13,333.33 RSUs that vest in 50% increments on each of the two-year and three-year anniversary of the July 19, 2021 grant date, subject to the recipient's continued service.

Footnote F5

These RSUs were previously reported in Table I and are being reported herein solely to illustrate the movement of these RSUs to Table II.

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