Joseph Gates Clark - Nov 6, 2023 Form 4 Insider Report for SMART Global Holdings, Inc. (SGH)

Role: President, LED Solutions
Signature: /s/ Anne Kuykendall as attorney-in-fact for Joseph Gates Clark
Stock symbol: SGH
Transactions as of: Nov 6, 2023
Transactions value $: -$37,785
Form type: 4
Date filed: 11/8/2023, 05:11 PM
Previous filing: Oct 24, 2023
Next filing: Jan 23, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SGH	Ordinary Shares	Sale	-$37.8K	-2.52K	-2.43%	$15.00	101K	Nov 6, 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 17, 2023.