Joseph Gates Clark - Nov 6, 2023 Form 4 Insider Report for SMART Global Holdings, Inc. (SGH)

Signature
/s/ Anne Kuykendall as attorney-in-fact for Joseph Gates Clark
Stock symbol
SGH
Transactions as of
Nov 6, 2023
Transactions value $
-$37,785
Form type
4
Date filed
11/8/2023, 05:11 PM
Previous filing
Oct 24, 2023
Next filing
Jan 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGH Ordinary Shares Sale -$37.8K -2.52K -2.43% $15.00 101K Nov 6, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 17, 2023.