Mark Adams - 20 Oct 2023 Form 4 Insider Report for SMART Global Holdings, Inc. (PENG)

Role
President and CEO, Director
Signature
/s/ Anne Kuykendall as attorney-in-fact for Mark Adams
Issuer symbol
PENG
Transactions as of
20 Oct 2023
Net transactions value
-$702,369
Form type
4
Filing time
24 Oct 2023, 19:07:26 UTC
Previous filing
04 Oct 2023
Next filing
23 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGH Ordinary Shares Tax liability $198,995 -13,945 -1.4% $14.27 952,238 20 Oct 2023 Direct F1
transaction SGH Ordinary Shares Tax liability $61,175 -4,287 -0.45% $14.27 947,951 20 Oct 2023 Direct F2
transaction SGH Ordinary Shares Tax liability $442,199 -30,988 -3.3% $14.27 916,963 20 Oct 2023 Direct F3
holding SGH Ordinary Shares 19,640 20 Oct 2023 The Adams Family Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold.
F2 Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.
F3 Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of performance share awards. No shares were sold.