Ekta Singh-Bushell - Sep 20, 2023 Form 4 Insider Report for ChargePoint Holdings, Inc. (CHPT)

Role
Director
Signature
/s/ Natella Novruzova - Attorney-in-Fact
Stock symbol
CHPT
Transactions as of
Sep 20, 2023
Transactions value $
-$25,144
Form type
4
Date filed
9/22/2023, 06:25 PM
Previous filing
Aug 10, 2023
Next filing
Oct 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHPT Common Stock Sale -$25.1K -4.62K -10.08% $5.44 41.2K Sep 20, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023.