| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CHPT | Common Stock | Options Exercise | $826,594 | +1,476,060 | +138% | $0.5600* | 2,546,351 | 08 Sep 2023 | Direct | |
| transaction | CHPT | Common Stock | Sale | $3,246,193 | -556,255 | -22% | $5.84 | 1,990,096 | 08 Sep 2023 | Direct | F1, F2 |
| transaction | CHPT | Common Stock | Award | $1,284 | +264 | +0.01% | $4.86 | 1,990,360 | 08 Sep 2023 | Direct | F3, F4 |
| transaction | CHPT | Common Stock | Sale | $85.95 | -15 | -0% | $5.73 | 1,990,345 | 11 Sep 2023 | Direct | F5 |
| holding | CHPT | Common Stock | 197,335 | 08 Sep 2023 | By trust | F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CHPT | Stock Option (Right to Buy) | Options Exercise | -1,476,060 | -100% | 0 | 08 Sep 2023 | Common Stock | 1,476,060 | $0.5600 | Direct | F7, F8 |
| Id | Content |
|---|---|
| F1 | These shares were sold in connection with a cashless exercise of, and to cover tax obligations related to, the exercised option reported herein. |
| F2 | Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.72 to $6.025. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. |
| F3 | The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| F4 | The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP. |
| F5 | Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the acquisition of shares acquired under the ESPP. |
| F6 | The shares are held by the Jackson 1997 Trust Dated November 6, 1997 of which the Reporting Person is trustee. |
| F7 | The Stock Option is fully vested. |
| F8 | The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. |