Thomas Glassbrooke Allen - 31 Aug 2023 Form 4 Insider Report for Soho House & Co Inc. (SHCO)

Role
Chief Financial Officer
Signature
/s/ Louis Redman, attorney-in-fact for Thomas Allen
Issuer symbol
SHCO
Transactions as of
31 Aug 2023
Net transactions value
-$153,206
Form type
4
Filing time
05 Sep 2023, 16:20:35 UTC
Previous filing
25 Aug 2023
Next filing
27 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SHCO Class A Common Stock Options Exercise +53,850 53,850 31 Aug 2023 Direct F2, F3
transaction SHCO Class A Common Stock Sale $150,155 -22,260 -41% $6.75 31,590 31 Aug 2023 Direct F1
transaction SHCO Class A Common Stock Sale $3,051 -453 -1.4% $6.74 31,137 01 Sep 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SHCO Restricted Stock Units Options Exercise $0 -53,850 -33% $0.000000 107,700 31 Aug 2023 Class A Common Stock 53,850 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 REPRESENTS SHARES AUTOMATICALLY SOLD TO SOLELY SATISFY TAX OBLIGATIONS TRIGGERED BY THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK UNITS ("RSUs") WITH THE REMAINING VESTED SHARES CONTINUING TO BE HELD BY THE HOLDER. THESE SALES INVOLVED NO DISCRETION BY THE REPORTING PERSON.
F2 Each RSU represents the contingent right to receive one share of Class A common stock.
F3 The Reporting Person previously reported RSUs in Table I, aggregated with shares of Class A common stock, until the Form 4 filed on August 25, 2023, which reports RSUs in Table II. As such, the total number of shares of Class A common stock reported in Table I as beneficially owned by the Reporting Person has been reduced by the total number of RSUs beneficially owned by the Reporting Person that were moved from Table I to Table II in the Form 4 filed on August 25, 2023.
F4 These RSUs vest in three equal annual installments on each of the first through third anniversaries of the August 31, 2022 grant date, subject to the recipient's continued employment.