Donghyun Thomas Hwang - Nov 28, 2023 Form 4 Insider Report for MACOM Technology Solutions Holdings, Inc. (MTSI)

Role
SVP, Global Sales
Signature
/s/ Ambra R. Roth, Attorney-in-Fact
Stock symbol
MTSI
Transactions as of
Nov 28, 2023
Transactions value $
-$1,999,194
Form type
4
Date filed
11/30/2023, 04:41 PM
Previous filing
Nov 13, 2023
Next filing
Dec 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MTSI Common Stock Options Exercise $80.3K +5K +5.23% $16.06* 101K Nov 28, 2023 Direct F1
transaction MTSI Common Stock Sale -$986K -12K -11.89% $82.47 88.6K Nov 28, 2023 Direct F1, F2
transaction MTSI Common Stock Sale -$1.07M -12.8K -14.45% $83.27 75.8K Nov 28, 2023 Direct F1, F3
transaction MTSI Common Stock Sale -$27.4K -326 -0.43% $83.97 75.5K Nov 28, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MTSI Stock Option (Right to Buy) Options Exercise $0 -5K -33.33% $0.00 10K Nov 28, 2023 Common Stock 5K $16.06 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The reported transactions were effected pursuant to a sales plan adopted by the Reporting Person on August 25, 2023 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $81.95 to $82.90. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.92 to $83.63. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.