Leonard E. Post - 13 Jun 2023 Form 4 Insider Report for uniQure N.V. (QURE)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
20 Jun 2023, 17:28:16 UTC
Prior SEC filing
01 Mar 2023
Next SEC filing
24 Jan 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christian Klemt, Attorney-in-Fact

Key filing fact

Leonard E. Post filed Form 4 for uniQure N.V. (QURE) on 20 Jun 2023.

Key facts

  • This page summarizes Leonard E. Post's Form 4 filing for uniQure N.V. (QURE).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 20 Jun 2023, 17:28.

Change

  • Previous filing in this sequence was filed on 01 Mar 2023.
  • Current net transaction value: -$43,140.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

QURE transaction

Ordinary Shares

Award

Transaction value
$0
Shares
+8,700
Change %
+74%
Price
$0.000000
Shares after
20,512
Date
13 Jun 2023
Ownership
Direct
Footnotes
F1
QURE transaction

Ordinary Shares

Sale

Transaction value
$43,140
Shares
-2,291
Change %
-11%
Price
$18.83
Shares after
18,221
Date
16 Jun 2023
Ownership
Direct
Footnotes
F3, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

QURE transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+17,060
Change %
Price
$0.000000
Shares after
17,060
Date
13 Jun 2023
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
17,060
Exercise price
$20.18
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Footnote F2

The Stock Option vests 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Footnote F3

As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

Footnote F4

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.81 to $18.94. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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