Jack Kaye - Jun 13, 2023 Form 4 Insider Report for uniQure N.V. (QURE)

Role
Director
Signature
/s/ Christian Klemt, Attorney-in-Fact
Stock symbol
QURE
Transactions as of
Jun 13, 2023
Transactions value $
-$43,160
Form type
4
Date filed
6/20/2023, 05:23 PM
Previous filing
Mar 1, 2023
Next filing
Feb 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QURE Ordinary Shares Award $0 +8.7K +31.41% $0.00 36.4K Jun 13, 2023 Direct F1
transaction QURE Ordinary Shares Sale -$43.2K -2.28K -6.26% $18.93 34.1K Jun 16, 2023 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QURE Stock Option (Right to Buy) Award $0 +17.1K $0.00 17.1K Jun 13, 2023 Ordinary Shares 17.1K $20.18 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.
F2 The Stock Option vests 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.
F3 As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.89 to $18.96. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.