Paula Soteropoulos - Dec 13, 2022 Form 4 Insider Report for uniQure N.V. (QURE)

Role
Director
Signature
/s/ Christian Klemt, Attorney-in-Fact
Stock symbol
QURE
Transactions as of
Dec 13, 2022
Transactions value $
-$143,274
Form type
4
Date filed
12/15/2022, 04:09 PM
Previous filing
Dec 1, 2022
Next filing
Jan 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QURE Ordinary Shares Options Exercise $16.1K +3K +18.31% $5.37 19.4K Dec 13, 2022 Direct F1
transaction QURE Ordinary Shares Sale -$70.4K -3K -15.48% $23.45 16.4K Dec 13, 2022 Direct F1
transaction QURE Ordinary Shares Options Exercise +3.8K +23.2% 20.2K Dec 14, 2022 Direct F1, F2
transaction QURE Ordinary Shares Sale -$89K -3.8K -18.83% $23.43 16.4K Dec 14, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QURE Stock Option (Right to Buy) Options Exercise $0 -3K -27.27% $0.00 8K Dec 13, 2022 Ordinary Shares 3K $5.37 Direct F1
transaction QURE Stock Option (Right to Buy) Options Exercise $0 -3.8K -100% $0.00* 0 Dec 14, 2022 Ordinary Shares 3.8K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transactions were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2 The Stock Option exercise price was EUR 10.10 per share or $10.69, as converted, based on the exchange rate at on December 13, 2022 of EUR 1 to $1.058.
F3 The Stock Option was granted on June 6, 2013 and vested 25% after one year, with the remainder vesting in weekly installments over a two year period ending on June 10, 2016.