Paula Soteropoulos - 13 Dec 2022 Form 4 Insider Report for uniQure N.V. (QURE)

Role
Director
Signature
/s/ Christian Klemt, Attorney-in-Fact
Issuer symbol
QURE
Transactions as of
13 Dec 2022
Net transactions value
-$143,274
Form type
4
Filing time
15 Dec 2022, 16:09:43 UTC
Previous filing
01 Dec 2022
Next filing
20 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QURE Ordinary Shares Options Exercise $16,110 +3,000 +18% $5.37 19,382 13 Dec 2022 Direct F1
transaction QURE Ordinary Shares Sale $70,350 -3,000 -15% $23.45 16,382 13 Dec 2022 Direct F1
transaction QURE Ordinary Shares Options Exercise +3,800 +23% 20,182 14 Dec 2022 Direct F1, F2
transaction QURE Ordinary Shares Sale $89,034 -3,800 -19% $23.43 16,382 14 Dec 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QURE Stock Option (Right to Buy) Options Exercise $0 -3,000 -27% $0.000000 8,000 13 Dec 2022 Ordinary Shares 3,000 $5.37 Direct F1
transaction QURE Stock Option (Right to Buy) Options Exercise $0 -3,800 -100% $0.000000* 0 14 Dec 2022 Ordinary Shares 3,800 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transactions were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2 The Stock Option exercise price was EUR 10.10 per share or $10.69, as converted, based on the exchange rate at on December 13, 2022 of EUR 1 to $1.058.
F3 The Stock Option was granted on June 6, 2013 and vested 25% after one year, with the remainder vesting in weekly installments over a two year period ending on June 10, 2016.