John C. Salter - Jan 3, 2022 Form 4 Insider Report for DoubleLine Yield Opportunities Fund (DLY)

Role
Trustee
Signature
/s/ Jeremy C. Smith as Attorney-in-Fact for John C. Salter
Stock symbol
DLY
Transactions as of
Jan 3, 2022
Transactions value $
$3,000
Form type
4
Date filed
1/5/2022, 03:07 PM
Previous filing
Oct 5, 2021
Next filing
Apr 5, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DLY Common Shares Other $3K +152 +2.53% $19.75 6.15K Jan 3, 2022 Common Shares 152 See Footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The interests are payable based on the net asset value of Common Shares of the Issuer.
F2 Interests are held through a deferred compensation plan. The amount and values above are treated as notional investments in Common Shares of the Issuer under the deferred compensation plan. The number of shares represented by each notional investment is determined by reference to the net asset value of the Issuer determined as of a particular date. The date used for that purpose is shown in column 3 above. The actual transaction date may be a different date.
F3 Interests are settled at the end of a deferral period in accordance with the terms of a deferred compensation plan.