Farhad Nanji - Nov 19, 2021 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Director
Signature
/s/ Farhad Nanji
Stock symbol
PFSI
Transactions as of
Nov 19, 2021
Transactions value $
$18,202,728
Form type
4
Date filed
11/23/2021, 05:52 PM
Previous filing
Nov 10, 2021
Next filing
Nov 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Purchase $8.06M +126K +3.58% $63.77 3.66M Nov 19, 2021 See footnote F1
transaction PFSI Common Stock Purchase $8.12M +125K +3.43% $64.78 3.78M Nov 22, 2021 See footnote F1, F2
transaction PFSI Common Stock Purchase $2.03M +31.2K +0.82% $64.97 3.81M Nov 23, 2021 See footnote F1
holding PFSI Common Stock 171K Nov 19, 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. The Reporting Person is a managing member of MFN GP and of MFN LLC but disclaims beneficial ownership of the securities held by the Partnership, except to the extent of his pecuniary interest, if any, therein.
F2 The price reported in Column 4 is a weighted average price. 1,599 of the shares were purchased at $64.33 and 123,722 of the shares were purchased at $64.79.
F3 Consists of 3,449 restricted stock units and 167,865 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.