Stephen G. Daly - Nov 3, 2021 Form 4 Insider Report for MACOM Technology Solutions Holdings, Inc. (MTSI)

Role
President and CEO, Director
Signature
/s/ Ambra R. Roth, Attorney-in-Fact
Stock symbol
MTSI
Transactions as of
Nov 3, 2021
Transactions value $
-$8,391,075
Form type
4
Date filed
11/5/2021, 07:14 PM
Previous filing
Nov 3, 2021
Next filing
Nov 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MTSI Common Stock Options Exercise $538K +38K +15.55% $14.15 282K Nov 3, 2021 Direct F1
transaction MTSI Common Stock Sale -$2.77M -38K -13.45% $73.00 244K Nov 3, 2021 Direct F1
transaction MTSI Common Stock Award $0 +50K +20.45% $0.00 294K Nov 4, 2021 Direct F2
transaction MTSI Common Stock Award $0 +37.9K +12.88% $0.00 332K Nov 4, 2021 Direct F3
transaction MTSI Common Stock Award $0 +28.4K +8.53% $0.00 361K Nov 4, 2021 Direct F4
transaction MTSI Common Stock Tax liability -$3.84M -51.6K -14.29% $74.52 309K Nov 4, 2021 Direct F5
transaction MTSI Common Stock Options Exercise $538K +38K +12.29% $14.15 347K Nov 4, 2021 Direct F1
transaction MTSI Common Stock Sale -$2.85M -38K -10.95% $75.00 309K Nov 4, 2021 Direct F1, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MTSI Stock Option (Right to Buy) Options Exercise $0 -38K -50% $0.00 38K Nov 3, 2021 Common Stock 38K $14.15 Direct F1
transaction MTSI Stock Option (Right to Buy) Options Exercise $0 -38K -100% $0.00* 0 Nov 4, 2021 Common Stock 38K $14.15 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2 Represents performance-based restricted stock units ("PRSUs") granted to the Reporting Person on May 31, 2019 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021.
F3 Represents PRSUs granted to the Reporting Person on October 29, 2019 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021.
F4 Represents PRSUs granted to the Reporting Person on October 28, 2020 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021.
F5 Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settling of PRSUs on November 4, 2021.
F6 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.00 to $75.12. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.