Donghyun Thomas Hwang - Nov 3, 2021 Form 4 Insider Report for MACOM Technology Solutions Holdings, Inc. (MTSI)

Role
SVP, Global Sales
Signature
/s/ Ambra R. Roth, Attorney-in-Fact
Stock symbol
MTSI
Transactions as of
Nov 3, 2021
Transactions value $
-$2,621,549
Form type
4
Date filed
11/5/2021, 07:10 PM
Previous filing
Oct 29, 2021
Next filing
Nov 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MTSI Common Stock Sale -$37.9K -518 -0.65% $73.22 79.1K Nov 3, 2021 Direct F1
transaction MTSI Common Stock Award $0 +11.2K +14.18% $0.00 90.3K Nov 4, 2021 Direct F2
transaction MTSI Common Stock Award $0 +19.2K +21.26% $0.00 109K Nov 4, 2021 Direct F3
transaction MTSI Common Stock Award $0 +36.7K +33.49% $0.00 146K Nov 4, 2021 Direct F4
transaction MTSI Common Stock Award $0 +7.86K +5.38% $0.00 154K Nov 4, 2021 Direct F5
transaction MTSI Common Stock Tax liability -$2.48M -33.2K -21.58% $74.52 121K Nov 4, 2021 Direct F6
transaction MTSI Common Stock Sale -$107K -1.5K -1.24% $71.20 119K Nov 4, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2 Represents performance-based restricted stock units ("PRSUs") granted to the Reporting Person on October 29, 2019 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021.
F3 Represents PRSUs granted to the Reporting Person on November 6, 2018 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021.
F4 Represents PRSUs granted to the Reporting Person on November 19, 2018 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021.
F5 Represents PRSUs granted to the Reporting Person on October 28, 2020 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021.
F6 Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settling of PRSUs on November 4, 2021.