Stephen G. Daly - Oct 27, 2021 Form 4/A - Amendment Insider Report for MACOM Technology Solutions Holdings, Inc. (MTSI)

Signature
/s/ Ambra R. Roth, Attorney-in-Fact
Stock symbol
MTSI
Transactions as of
Oct 27, 2021
Transactions value $
-$1,855,667
Form type
4/A - Amendment
Date filed
11/3/2021, 06:32 PM
Date Of Original Report
Oct 29, 2021
Previous filing
Oct 14, 2021
Next filing
Nov 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MTSI Common Stock Award $0 +10.7K +4.46% $0.00 252K Oct 27, 2021 Direct F1
transaction MTSI Common Stock Tax liability -$146K -2.1K -0.83% $69.63 250K Oct 28, 2021 Direct F2
transaction MTSI Common Stock Options Exercise $367K +25.9K +10.39% $14.15 276K Oct 29, 2021 Direct F3
transaction MTSI Common Stock Sale -$1.82M -25.9K -9.41% $70.00 250K Oct 29, 2021 Direct F3
transaction MTSI Common Stock Tax liability -$261K -3.74K -1.5% $69.82 246K Oct 29, 2021 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MTSI Stock Option (Right to Buy) Options Exercise $0 -25.9K -13.65% $0.00 164K Oct 29, 2021 Common Stock 25.9K $14.15 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest in three equal annual installments on October 27, 2022, October 27, 2023 and October 27, 2024, provided that the Reporting Person remains in continuous service with the Issuer through each such vesting date.
F2 Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on October 28, 2021.
F3 The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F4 Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on October 29, 2021.