Alexander Edward Kuta III - 15 Jun 2021 Form 4 Insider Report for uniQure N.V. (QURE)

Role
Executive VP, Operations
Signature
/s/ Christian Klemt, Attorney-in-Fact
Issuer symbol
QURE
Transactions as of
15 Jun 2021
Net transactions value
-$180,720
Form type
4
Filing time
17 Jun 2021, 11:00:14 UTC
Previous filing
18 May 2021
Next filing
16 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QURE Ordinary Shares Options Exercise $31,860 +6,000 +8.7% $5.31 74,871 15 Jun 2021 Direct F1
transaction QURE Ordinary Shares Sale $212,580 -6,000 -8% $35.43 68,871 15 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QURE Stock Option (Right to Buy) Options Exercise $0 -6,000 -7% $0.000000 80,000 15 Jun 2021 Ordinary Shares 6,000 $5.31 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2 The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.