Farhad Nanji - 14 May 2021 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Director
Signature
/s/ Farhad Nanji
Issuer symbol
PFSI
Transactions as of
14 May 2021
Net transactions value
+$11,048,912
Form type
4
Filing time
18 May 2021, 15:36:12 UTC
Previous filing
14 May 2021
Next filing
20 May 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Purchase $4,962,912 +82,798 +3.8% $59.94 2,259,520 14 May 2021 See footnote F1
transaction PFSI Common Stock Purchase $6,086,000 +100,000 +4.4% $60.86 2,359,520 17 May 2021 See footnote F1
holding PFSI Common Stock 170,529 14 May 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 MFN Partners, LP (the "Partnership") is the holder of the securities reported herein. MFN Partners GP, LLC ("MFN GP") is the general partner of the Partnership. MFN Partners Management, LP ("MFN Management") is the investment adviser to the Partnership. MFN Partners Management, LLC ("MFN LLC") is the general partner of MFN Management. The Reporting Person is a managing member of MFN GP and of MFN LLC but disclaims beneficial ownership of the securities held by the Partnership, except to the extent of his pecuniary interest, if any, therein.
F2 Consists of 3,449 restricted stock units and 167,080 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.