Owl Creek Asset Management, L.P. - 20 Dec 2023 Form 4 Insider Report for OCA Acquisition Corp. (OCAX)

Role
10%+ Owner
Signature
Owl Creek Asset Management, L.P. By: /s/ Owl Creek GP, L.L.C., its general partner By: /s/ Jeffrey A. Altman, Managing Member
Issuer symbol
OCAX
Transactions as of
20 Dec 2023
Transactions value $
-$5,346,634
Form type
4
Filing time
22 Dec 2023, 07:59:41 UTC
Previous filing
10 Oct 2023
Next filing
02 May 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCAX Class A Common Stock, par value $0.0001 per share Sale -$1.62M -150K -25% $10.80 450K 20 Dec 2023 See footnote F1
transaction OCAX Class A Common Stock, par value $0.0001 per share Sale -$810K -75K -16.67% $10.80 375K 21 Dec 2023 See footnote F1
transaction OCAX Class A Common Stock, par value $0.0001 per share Sale -$2.92M -270K -72.08% $10.79 105K 21 Dec 2023 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Owl Creek Asset Management, L.P. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The securities to which this filing relates are held directly by Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership, to which Owl Creek Asset Management, L.P., a Delaware limited partnership (the "Investment Manager"), serves as investment manager. Jeffrey A. Altman ("Mr. Altman") is the managing member of the general partner of the Investment Manager. Each of the Investment Manager and Mr. Altman disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any.