D1 Capital Partners L.P. - 18 Sep 2023 Form 3 Insider Report for Maplebear Inc. (CART)

Role
Director, Other*, 10%+ Owner
Signature
D1 Capital Partners, L.P., by: /s/ Amanda Hector, General Counsel and Chief Compliance Officer
Issuer symbol
CART
Transactions as of
18 Sep 2023
Net transactions value
$0
Form type
3
Filing time
18 Sep 2023, 19:16:58 UTC
Previous filing
23 Feb 2022
Next filing
25 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CART Common Stock 1,928,477 18 Sep 2023 See footnotes F1, F2
holding CART Non-Voting Common Stock 100,747 18 Sep 2023 See footnotes F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CART Series A Preferred Stock 18 Sep 2023 Common Stock 4,929,074 See footnotes F1, F2, F3
holding CART Series C Preferred Stock 18 Sep 2023 Common Stock 1,126,930 See footnotes F1, F2, F3
holding CART Series D Preferred Stock 18 Sep 2023 Common Stock 1,079,905 See footnotes F1, F2, F3
holding CART Series F Preferred Stock 18 Sep 2023 Common Stock 26,017,127 See footnotes F1, F2, F3
holding CART Series G Preferred Stock 18 Sep 2023 Common Stock 1,039,675 See footnotes F1, F2, F3
holding CART Series H Preferred Stock 18 Sep 2023 Common Stock 500,000 See footnotes F1, F2, F3
holding CART Series I Preferred Stock 18 Sep 2023 Common Stock 120,000 See footnotes F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager.
F2 The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein.
F3 The preferred stock is convertible into shares of common stock on a one-for one-one basis, at the holder's election, and will automatically convert into shares of the Issuer's common stock upon the closing of the initial public offering pursuant to their terms. The preferred stock has no expiration date.

Remarks:

The Investment Manager may be deemed to be a director by deputization for purposes of Section 16 under the Securities Exchange Act of 1934 by virtue of the fact that Mr. Sundheim currently serves on the board of directors of the Issuer.