Adage Capital Partners Gp, L.L.C. - May 8, 2023 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
10%+ Owner
Signature
s/ Robert Atchinson
Stock symbol
GCMG
Transactions as of
May 8, 2023
Transactions value $
-$1,731,901
Form type
4
Date filed
5/10/2023, 07:23 PM
Previous filing
May 5, 2023
Next filing
Jul 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCMG Class A Common Stock, $0.0001 par value (Common Stock) Sale -$548K -70K -1.6% $7.82 4.32M May 8, 2023 See footnote F1, F2
transaction GCMG Common Stock Sale -$189K -24.6K -0.57% $7.69 4.29M May 9, 2023 See footnote F1
transaction GCMG Common Stock Sale -$146K -18.9K -0.44% $7.71 4.27M May 9, 2023 See footnote F1, F3
transaction GCMG Common Stock Sale -$559K -76K -1.78% $7.35 4.2M May 10, 2023 See footnote F1
transaction GCMG Common Stock Sale -$291K -39.6K -0.94% $7.34 4.16M May 10, 2023 See footnote F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Adage Capital Partners Gp, L.L.C. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.75 to $7.88, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.7 to $7.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.33 to $7.40, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.