Jana Partners Llc - Apr 27, 2023 Form 4 Insider Report for TreeHouse Foods, Inc. (THS)

Role
Director, Other*
Signature
/s/ JANA Partners LLC, by Jennifer Fanjiang, Partner, Chief Legal Officer and Chief Compliance Officer
Stock symbol
THS
Transactions as of
Apr 27, 2023
Transactions value $
$0
Form type
4
Date filed
5/1/2023, 04:29 PM
Previous filing
Nov 17, 2022
Next filing
May 4, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction THS Restricted Stock Units Award $0 +3.26K $0.00 3.26K Apr 27, 2023 Common Stock 3.26K See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.
F2 Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date. Scott Ostfeld, a Partner of the Reporting Person who currently serves on the board of directors of the Issuer, has assigned all rights to any shares issuable pursuant to the grant to the Reporting Person. Pursuant to the assignment, settlement of the award on vesting will be made to the Reporting Person. The Reporting Person disclaims any beneficial ownership of any of the Issuer's securities reported herein except to the extent of its pecuniary interest therein.

Remarks:

The Reporting Person may be deemed to be a director by deputization for purposes of Section 16 under the Securities Exchange Act of 1934 by virtue of the fact that Mr. Ostfeld currently serves on the board of directors of the Issuer.