Owl Creek Asset Management, L.P. - Jan 5, 2023 Form 3 Insider Report for TradeUP Acquisition Corp. (UPTD)

Role
10%+ Owner
Signature
Owl Creek Asset Management, L.P. By: /s/ Owl Creek GP, L.L.C., its general partner By: /s/ Jeffrey A. Altman
Stock symbol
UPTD
Transactions as of
Jan 5, 2023
Transactions value $
$0
Form type
3
Date filed
1/9/2023, 03:16 PM
Previous filing
Jan 5, 2023
Next filing
Jan 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding UPTD Common Stock, par value $0.0001 per share 255K Jan 5, 2023 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities to which this filing relates are held directly by Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership to which Owl Creek Asset Management, L.P., a Delaware limited partnership, (the "Investment Manager"), serves as investment manager. Jeffrey A. Altman ("Mr. Altman") is the managing member of the general partner of the Investment Manager. Each of the Investment Manager and Mr. Altman disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any.