Rtw Investments, Lp - Jan 26, 2021 Form 4 Insider Report for DermTech, Inc. (DMTK)

Role
10%+ Owner
Signature
RTW Investments, LP, By: /s/ Roderick Wong, Managing Partner
Stock symbol
DMTK
Transactions as of
Jan 26, 2021
Transactions value $
-$176,660
Form type
4
Date filed
11/8/2022, 04:19 PM
Next filing
May 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DMTK Common Stock Exercise of in-the-money or at-the-money derivative security $300K +31.5K +1.02% $9.54 3.12M Jan 26, 2021 See footnote F1
transaction DMTK Common Stock Sale -$177K -100K -3.21% $1.77 3.02M Nov 4, 2022 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DMTK Warrants to Purchase Common Stock Exercise of in-the-money or at-the-money derivative security -$300K -31.5K -100% $9.54 0 Jan 26, 2021 Common Stock 31.5K $9.54 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Rtw Investments, Lp is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed by each of (i) RTW Investments, LP (the "Adviser") with respect to the shares of common stock held by certain investment funds managed by the Adviser (the "RTW Funds") and (ii) Roderick Wong, M.D., who serves as the Managing Partner and Chief Investment Officer of the Adviser.

Remarks:

Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.