RTW INVESTMENTS, LP - 15 Nov 2021 Form 4 Insider Report for Renovacor, Inc.

Role
10%+ Owner
Signature
RTW Investments, LP, By: /s/ Roderick Wong, Managing Partner
Issuer symbol
N/A
Transactions as of
15 Nov 2021
Net transactions value
+$611,039
Form type
4
Filing time
17 Nov 2021, 19:00:21 UTC
Previous filing
12 Nov 2021
Next filing
22 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCOR Common Stock, par value $0.0001 per share ("Common Stock") Purchase $5,432 +600 +0.03% $9.05 2,370,249 15 Nov 2021 See footnote F1, F2
transaction RCOR Common Stock Purchase $33,470 +3,720 +0.16% $9.00 2,373,969 15 Nov 2021 See footnote F2
transaction RCOR Common Stock Purchase $381,690 +42,410 +1.8% $9.00 2,416,379 16 Nov 2021 See footnote F2
transaction RCOR Common Stock Purchase $190,447 +21,161 +0.88% $9.00 2,437,540 17 Nov 2021 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount of securities beneficially owned in Column 5 of Table I of the Form 4s filed by the Reporting Persons with the SEC on November 8, 2021 and November 12, 2021 inadvertently included 175,000 shares issuable upon exercise of the warrants that were reported in Table II of the Form 4 filed by the Reporting Persons with the SEC on September 7, 2021. The number of shares set forth on this line has now been corrected to remove these shares from the amount of securities beneficially owned in Column 5 of Table I.
F2 The securities reported herein may be deemed beneficially owned by each of: (i) RTW Investments, LP (the "Adviser"), which is deemed the beneficial owner of shares of Common Stock held by RTW Master Fund, Ltd., RTW Innovation Master Fund, Ltd. and RTW Venture Fund Limited (collectively, the "Funds"), which are investment funds managed by the Adviser, and (ii) Roderick Wong, M.D., who serves as the Managing Partner and Chief Investment Officer of the Adviser. Dr. Wong exercises voting and dispositive control over the shares of Common Stock held by the Adviser and is therefore deemed to be a beneficial owner of securities owned or controlled by the Adviser.

Remarks:

Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.