Rtw Investments, Lp - Nov 15, 2021 Form 4 Insider Report for Renovacor, Inc. (RCOR)

Role
10%+ Owner
Signature
RTW Investments, LP, By: /s/ Roderick Wong, Managing Partner
Stock symbol
RCOR
Transactions as of
Nov 15, 2021
Transactions value $
$611,039
Form type
4
Date filed
11/17/2021, 07:00 PM
Previous filing
Nov 12, 2021
Next filing
Dec 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCOR Common Stock, par value $0.0001 per share ("Common Stock") Purchase $5.43K +600 +0.03% $9.05 2.37M Nov 15, 2021 See footnote F1, F2
transaction RCOR Common Stock Purchase $33.5K +3.72K +0.16% $9.00 2.37M Nov 15, 2021 See footnote F2
transaction RCOR Common Stock Purchase $382K +42.4K +1.79% $9.00 2.42M Nov 16, 2021 See footnote F2
transaction RCOR Common Stock Purchase $190K +21.2K +0.88% $9.00 2.44M Nov 17, 2021 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount of securities beneficially owned in Column 5 of Table I of the Form 4s filed by the Reporting Persons with the SEC on November 8, 2021 and November 12, 2021 inadvertently included 175,000 shares issuable upon exercise of the warrants that were reported in Table II of the Form 4 filed by the Reporting Persons with the SEC on September 7, 2021. The number of shares set forth on this line has now been corrected to remove these shares from the amount of securities beneficially owned in Column 5 of Table I.
F2 The securities reported herein may be deemed beneficially owned by each of: (i) RTW Investments, LP (the "Adviser"), which is deemed the beneficial owner of shares of Common Stock held by RTW Master Fund, Ltd., RTW Innovation Master Fund, Ltd. and RTW Venture Fund Limited (collectively, the "Funds"), which are investment funds managed by the Adviser, and (ii) Roderick Wong, M.D., who serves as the Managing Partner and Chief Investment Officer of the Adviser. Dr. Wong exercises voting and dispositive control over the shares of Common Stock held by the Adviser and is therefore deemed to be a beneficial owner of securities owned or controlled by the Adviser.

Remarks:

Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.