Elliott Investment Management L.P. - 01 Nov 2021 Form 4 Insider Report for PEABODY ENERGY CORP (BTU)

Role
10%+ Owner
Signature
Elliott Investment Management L.P. /s/ Elliot Greenberg, Vice President
Issuer symbol
BTU
Transactions as of
01 Nov 2021
Net transactions value
-$3,389,914
Form type
4
Filing time
03 Nov 2021, 19:22:42 UTC
Previous filing
18 Oct 2021
Next filing
10 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BTU Common Stock, par value $0.01 per share ("Common Stock") Sale $3,091,267 -251,937 -0.96% $12.27 25,884,650 01 Nov 2021 See footnotes F1, F2
transaction BTU Common Stock Sale $37,397 -2,987 -0.01% $12.52 25,881,663 03 Nov 2021 See footnotes F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BTU Call Options (obligation to sell) Sale $261,250 -2,500 -50% $104.50 2,500 03 Nov 2021 Common Stock 250,000 $12.00 See footnotes F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries.
F2 The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.