Elliott Investment Management L.P. - Nov 1, 2021 Form 4 Insider Report for PEABODY ENERGY CORP (BTU)

Role
10%+ Owner
Signature
Elliott Investment Management L.P. /s/ Elliot Greenberg, Vice President
Stock symbol
BTU
Transactions as of
Nov 1, 2021
Transactions value $
-$3,389,914
Form type
4
Date filed
11/3/2021, 07:22 PM
Previous filing
Oct 18, 2021
Next filing
Nov 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BTU Common Stock, par value $0.01 per share ("Common Stock") Sale -$3.09M -252K -0.96% $12.27 25.9M Nov 1, 2021 See footnotes F1, F2
transaction BTU Common Stock Sale -$37.4K -2.99K -0.01% $12.52 25.9M Nov 3, 2021 See footnotes F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BTU Call Options (obligation to sell) Sale -$261K -2.5K -50% $104.50 2.5K Nov 3, 2021 Common Stock 250K $12.00 See footnotes F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries.
F2 The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.