Elliott Investment Management L.P. - 15 Sep 2021 Form 4 Insider Report for PEABODY ENERGY CORP (BTU)

Role
10%+ Owner
Signature
Elliott Investment Management L.P. /s/ Elliot Greenberg, Vice President
Issuer symbol
BTU
Transactions as of
15 Sep 2021
Net transactions value
-$32,169,640
Form type
4
Filing time
17 Sep 2021, 17:57:31 UTC
Previous filing
02 Sep 2021
Next filing
18 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BTU Common Stock, par value $0.01 per share ("Common Stock") Sale $19,317,066 -1,129,653 -3.9% $17.10 27,786,548 15 Sep 2021 See footnotes F1, F2
transaction BTU Common Stock Sale $1,057,566 -59,148 -0.21% $17.88 27,727,400 15 Sep 2021 See footnotes F1, F2
transaction BTU Common Stock Sale $6,833,288 -427,615 -1.5% $15.98 27,299,785 16 Sep 2021 See footnotes F1, F2
transaction BTU Common Stock Sale $2,644,220 -174,998 -0.64% $15.11 27,124,787 17 Sep 2021 See footnotes F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BTU Call Options (obligation to sell) Sale $1,305,000 -7,500 -50% $174.00 7,500 17 Sep 2021 Common Stock 750,000 $15.00 See footnotes F1, F2
transaction BTU Call Options (obligation to sell) Sale $1,012,500 -7,500 -50% $135.00 7,500 17 Sep 2021 Common Stock 750,000 $16.00 See footnotes F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries.
F2 The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.