Elliott Investment Management L.P. - Sep 15, 2021 Form 4 Insider Report for PEABODY ENERGY CORP (BTU)

Role
10%+ Owner
Signature
Elliott Investment Management L.P. /s/ Elliot Greenberg, Vice President
Stock symbol
BTU
Transactions as of
Sep 15, 2021
Transactions value $
-$32,169,640
Form type
4
Date filed
9/17/2021, 05:57 PM
Previous filing
Sep 2, 2021
Next filing
Oct 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BTU Common Stock, par value $0.01 per share ("Common Stock") Sale -$19.3M -1.13M -3.91% $17.10 27.8M Sep 15, 2021 See footnotes F1, F2
transaction BTU Common Stock Sale -$1.06M -59.1K -0.21% $17.88 27.7M Sep 15, 2021 See footnotes F1, F2
transaction BTU Common Stock Sale -$6.83M -428K -1.54% $15.98 27.3M Sep 16, 2021 See footnotes F1, F2
transaction BTU Common Stock Sale -$2.64M -175K -0.64% $15.11 27.1M Sep 17, 2021 See footnotes F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BTU Call Options (obligation to sell) Sale -$1.31M -7.5K -50% $174.00 7.5K Sep 17, 2021 Common Stock 750K $15.00 See footnotes F1, F2
transaction BTU Call Options (obligation to sell) Sale -$1.01M -7.5K -50% $135.00 7.5K Sep 17, 2021 Common Stock 750K $16.00 See footnotes F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries.
F2 The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.