Patrizio Vinciarelli - Jul 30, 2021 Form 4 Insider Report for VICOR CORP (VICR)

Role
Chairman and CEO, Director, 10%+ Owner
Signature
/s/Richard J. Nagel Jr. Attorney in fact for Patrizio Vinciarelli
Stock symbol
VICR
Transactions as of
Jul 30, 2021
Transactions value $
-$3,844,018
Form type
4
Date filed
8/3/2021, 10:55 AM
Previous filing
Jul 30, 2021
Next filing
Aug 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VICR Common Stock Sale -$535K -4.65K -0.05% $115.00 9.76M Jul 30, 2021 Direct F2
transaction VICR Common Stock Options Exercise $24K +3.55K +0.04% $6.77* 9.76M Jul 30, 2021 Direct
transaction VICR Common Stock Sale -$412K -3.55K -0.04% $116.00 9.76M Jul 30, 2021 Direct
transaction VICR Common Stock Options Exercise $43.7K +6.45K +0.07% $6.77* 9.77M Aug 2, 2021 Direct
transaction VICR Common Stock Sale -$748K -6.45K -0.07% $116.00 9.76M Aug 2, 2021 Direct
transaction VICR Common Stock Options Exercise $67.7K +10K +0.1% $6.77* 9.77M Aug 2, 2021 Direct
transaction VICR Common Stock Sale -$1.17M -10K -0.1% $117.00 9.76M Aug 2, 2021 Direct
transaction VICR Common Stock Options Exercise $67.7K +10K +0.1% $6.77* 9.77M Aug 2, 2021 Direct
transaction VICR Common Stock Sale -$1.18M -10K -0.1% $118.00 9.76M Aug 2, 2021 Direct
transaction VICR Common Stock Options Exercise $135 +20 +0% $6.77* 9.76M Aug 2, 2021 Direct
transaction VICR Common Stock Sale -$2.38K -20 0% $119.00 9.76M Aug 2, 2021 Direct
holding VICR Common Stock 103K Jul 30, 2021 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VICR Non Qualified Stock Option Options Exercise $0 -3.55K -0.76% $0.00 464K Jul 30, 2021 Common Stock 3.55K $6.77 Direct F3
transaction VICR Non Qualified Stock Option Options Exercise $0 -26.5K -5.71% $0.00 437K Aug 2, 2021 Common Stock 26.5K $6.77 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by the Reporting Person as Trustee of the Patrizio Vinciarelli Irrevocable Trust U/A Dated 12/21/2012, established for the benefit of the child of the Reporting Person.
F2 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021.
F3 Remaining options will be fully vested on 7/21/2022.