Patrizio Vinciarelli - 30 Jul 2021 Form 4 Insider Report for VICOR CORP (VICR)

Role
Chairman and CEO, Director, 10%+ Owner
Signature
/s/Richard J. Nagel Jr. Attorney in fact for Patrizio Vinciarelli
Issuer symbol
VICR
Transactions as of
30 Jul 2021
Net transactions value
-$3,844,018
Form type
4
Filing time
03 Aug 2021, 10:55:53 UTC
Previous filing
30 Jul 2021
Next filing
05 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VICR Common Stock Sale $534,865 -4,651 -0.05% $115.00 9,758,893 30 Jul 2021 Direct F2
transaction VICR Common Stock Options Exercise $24,040 +3,551 +0.04% $6.77* 9,762,444 30 Jul 2021 Direct
transaction VICR Common Stock Sale $411,917 -3,551 -0.04% $116.00 9,758,893 30 Jul 2021 Direct
transaction VICR Common Stock Options Exercise $43,660 +6,449 +0.07% $6.77* 9,765,342 02 Aug 2021 Direct
transaction VICR Common Stock Sale $748,084 -6,449 -0.07% $116.00 9,758,893 02 Aug 2021 Direct
transaction VICR Common Stock Options Exercise $67,700 +10,000 +0.1% $6.77* 9,768,893 02 Aug 2021 Direct
transaction VICR Common Stock Sale $1,170,000 -10,000 -0.1% $117.00 9,758,893 02 Aug 2021 Direct
transaction VICR Common Stock Options Exercise $67,700 +10,000 +0.1% $6.77* 9,768,893 02 Aug 2021 Direct
transaction VICR Common Stock Sale $1,180,008 -10,000 -0.1% $118.00 9,758,893 02 Aug 2021 Direct
transaction VICR Common Stock Options Exercise $135 +20 +0% $6.77* 9,758,913 02 Aug 2021 Direct
transaction VICR Common Stock Sale $2,380 -20 -0% $119.00 9,758,893 02 Aug 2021 Direct
holding VICR Common Stock 102,712 30 Jul 2021 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VICR Non Qualified Stock Option Options Exercise $0 -3,551 -0.76% $0.000000 463,668 30 Jul 2021 Common Stock 3,551 $6.77 Direct F3
transaction VICR Non Qualified Stock Option Options Exercise $0 -26,469 -5.7% $0.000000 437,199 02 Aug 2021 Common Stock 26,469 $6.77 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by the Reporting Person as Trustee of the Patrizio Vinciarelli Irrevocable Trust U/A Dated 12/21/2012, established for the benefit of the child of the Reporting Person.
F2 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021.
F3 Remaining options will be fully vested on 7/21/2022.