| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | VMW | Class A Common Stock | Disposed to Issuer | -16.1 M | -100% | 0 | Nov 22, 2023 | Held through SL SPV-2, L.P. | F1, F2, F8 | ||
| transaction | VMW | Class A Common Stock | Disposed to Issuer | -16.6 M | -100% | 0 | Nov 22, 2023 | Held through Silver Lake Partners IV, L.P. | F1, F3, F8 | ||
| transaction | VMW | Class A Common Stock | Disposed to Issuer | -8.96 M | -100% | 0 | Nov 22, 2023 | Held through Silver Lake Partners V DE (AIV), L.P. | F1, F4, F8 | ||
| transaction | VMW | Class A Common Stock | Disposed to Issuer | -244 K | -100% | 0 | Nov 22, 2023 | Held through Silver Lake Technology Investors IV, L.P. | F1, F5, F8 | ||
| transaction | VMW | Class A Common Stock | Disposed to Issuer | -110 K | -100% | 0 | Nov 22, 2023 | Held through Silver Lake Technology Investors V, L.P. | F1, F6, F8 | ||
| transaction | VMW | Class A Common Stock | Disposed to Issuer | -37 K | -100% | 0 | Nov 22, 2023 | Held through Silver Lake Group, L.L.C. | F1, F7, F8 |
Slta IV (Gp), L.L.C. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | On November 22 2023, the Issuer completed the previously announced transaction with Broadcom Inc., pursuant to the Agreement and Plan of Merger dated as of May 26, 2022 (the "Merger Agreement"), whereby Broadcom Inc. indirectly acquired the Issuer (the "Merger"). In connection with the Merger, each share of Class A Common Stock of the Issuer was exchanged for the right to receive, at the election of the holder of such share, (a) $142.50 per share in cash, without interest (the "Cash Consideration"), or (b) 0.25200 shares of common stock of Broadcom Inc. (the "Stock Consideration"), subject to proration provisions of the Merger Agreement. In accordance with the proration procedures, of the Issuer's stockholders that elected to receive Stock Consideration, approximately 52.1% of such outstanding shares of Class A Common Stock were converted into Stock Consideration and approximately 47.9% of such outstanding shares of Class A Common Stock were converted into Cash Consideration. |
| F2 | These securities are directly held by SL SPV-2, L.P. ("SPV-2"). The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP"). |
| F3 | These securities are directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"). |
| F4 | These securities are directly held by Silver Lake Partners V DE (AIV), L.P. ("SLP V"). The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP"). |
| F5 | These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is SLTA IV and the general partner of SLTA IV is SLTA IV GP. |
| F6 | These securities are directly held by Silver Lake Technology Investors V, L.P. The general partner of Silver Lake Technology Investors V, L.P. is SLTA V and the general partner of SLTA V is SLTA V GP. |
| F7 | These securities are directly owned by Silver Lake Group, L.L.C. ("SLG"). |
| F8 | SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who served as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may have been deemed to be a director by deputization of the Issuer. |
The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed a separate Form 4.