Luke A. Sarsfield III - Oct 23, 2023 Form 4 Insider Report for P10, Inc. (PX)

Signature
/s/Amanda Coussens as Attorney-in-Fact for the Reporting Person
Stock symbol
PX
Transactions as of
Oct 23, 2023
Transactions value $
$588,960
Form type
4
Date filed
10/25/2023, 04:10 PM
Next filing
Mar 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PX Class A Common Stock Award $1M +108K $9.30 108K Oct 23, 2023 Direct F1
transaction PX Class A Common Stock Tax liability -$411K -44.2K -41.1% $9.30 63.3K Oct 23, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PX Restricted Stock Units Award $0 -654K -50% $0.00 654K Oct 23, 2023 Class A Common Stock 654K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 23, 2023, the reporting person received an initial signing bonus in the form of 107,527 fully vested shares of Class A Common Stock in lieu of cash.
F2 Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F3 On October 23, 2023, the reporting person was granted 654,308 RSUs, which will vest ratably on the first, second and third anniversaries of the grant date, provided that the reporting person remains in continuous service with the Issuer through each such vesting date.