KELLANOVA - 01 Oct 2023 Form 4 Insider Report for WK Kellogg Co (KLG)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
03 Oct 2023, 16:30:15 UTC
Prior SEC filing
12 Sep 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Kellanova , By: /s/ John Min, Chief Legal Officer

Key filing fact

KELLANOVA filed Form 4 for WK Kellogg Co (KLG) on 03 Oct 2023.

Key facts

  • This page summarizes KELLANOVA's Form 4 filing for WK Kellogg Co (KLG).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 03 Oct 2023, 16:30.

Change

  • Previous filing in this sequence was filed on 12 Sep 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KLG transaction

Common Stock

Other

Transaction value
$0
Shares
+85,629,489
Change %
+8562949%
Price
$0.000000
Shares after
85,630,489
Date
01 Oct 2023
Ownership
Direct
Footnotes
F1
KLG transaction

Common Stock

Other

Transaction value
$0
Shares
-85,630,489
Change %
-100%
Price
$0.000000*
Shares after
0
Date
02 Oct 2023
Ownership
Direct
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

KELLANOVA is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

In connection with the spin-off of WK Kellogg Co ("WK Kellogg") by Kellanova (f/k/a Kellogg Company), Kellanova received 85,629,489 shares of WK Kellogg common stock, which when combined with the 1,000 shares of common stock held by Kellanova prior thereto, equals the number of WK Kellogg shares distributed by Kellanova in the Distribution, as such term is defined in the Separation and Distribution Agreement by and between Kellanova and WK Kellogg, dated as of September 29, 2023 (the "Separation Agreement").

Footnote F2

In connection with the spin-off of WK Kellogg Co by Kellanova and pursuant to the terms and conditions of the Separation Agreement, Kellanova effected the Distribution on October 2, 2023 and distributed all shares of WK Kellogg Co on a pro rata basis to the holders of record of its common stock as of September 21, 2023, the record date for the Distribution.

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