Carol Y. Suh - Sep 14, 2023 Form 3 Insider Report for Neumora Therapeutics, Inc. (NMRA)

Role
Chief Operating Officer
Signature
/s/ Joshua Pinto, as Attorney-in-Fact for Carol Y. Suh
Stock symbol
NMRA
Transactions as of
Sep 14, 2023
Transactions value $
$0
Form type
3
Date filed
9/14/2023, 07:04 PM
Next filing
Feb 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NMRA Common Stock 290K Sep 14, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NMRA Stock Option (Right to Buy) Sep 14, 2023 Common Stock 7.43K $2.52 Direct F1, F2
holding NMRA Stock Option (Right to Buy) Sep 14, 2023 Common Stock 123K $4.63 Direct F1, F3
holding NMRA Stock Option (Right to Buy) Sep 14, 2023 Common Stock 280K $6.52 Direct F1, F4
holding NMRA Stock Option (Right to Buy) Sep 14, 2023 Common Stock 82.8K $6.36 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a 1-for-7.8463 reverse stock split of the Issuer's outstanding securities effected prior to the effectiveness of the Issuer's S-1 Registration Statement on September 8, 2023.
F2 25% of the shares subject to the option vest on the first anniversary measured from September 4, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.
F3 1/36th of the shares subject to the option vest on each monthly anniversary measured from February 1, 2023 (the "Vesting Commencement Date.), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date.
F4 25% of the shares subject to the option vest on the first anniversary measured from February 1, 2023 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.
F5 25% of the shares subject to the option vest on the first anniversary measured from June 30, 2023 (the 'Vesting Commencement Date.), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Remarks:

Exhibit 24 - Power of Attorney