David Steinberg - Sep 1, 2023 Form 4 Insider Report for Zeta Global Holdings Corp. (ZETA)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
ACI Investment Partners, LLC, /s/ David A. Steinberg, Managing Member
Stock symbol
ZETA
Transactions as of
Sep 1, 2023
Transactions value $
$0
Form type
4
Date filed
9/1/2023, 05:49 PM
Previous filing
Jul 21, 2023
Next filing
Nov 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZETA Class A Common Stock Gift $0 -114K -5.31% $0.00 2.04M Sep 1, 2023 By ACI Investment Partners, LLC F1, F2
transaction ZETA Class A Common Stock Gift $0 -49.9K -27.42% $0.00 132K Sep 1, 2023 By Spouse F1
holding ZETA Class A Common Stock 487K Sep 1, 2023 By IAC Investment Company IX, LLC F3
holding ZETA Class A Common Stock 8.74K Sep 1, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZETA Class B Common Stock Gift $0 -1.69M -6.5% $0.00 24.3M Sep 1, 2023 Class A Common Stock 1.69M By ACI Investment Partners, LLC F1, F2, F4
transaction ZETA Class B Common Stock Gift $0 -213K -0.88% $0.00 24.1M Sep 1, 2023 Class A Common Stock 213K By ACI Investment Partners, LLC F2, F4, F5
transaction ZETA Class B Common Stock Gift $0 -25.1K -34.49% $0.00 47.7K Sep 1, 2023 Class A Common Stock 25.1K By Spouse F1, F4
transaction ZETA Class B Common Stock Gift $0 -18K -0.35% $0.00 5.07M Sep 1, 2023 Class A Common Stock 18K By IAC Investment Company IX, LLC F1, F3, F4
transaction ZETA Class B Common Stock Gift $0 +213K +54.32% $0.00 606K Sep 1, 2023 Class A Common Stock 213K By Family Trusts F4, F5, F6
transaction ZETA Class B Common Stock Gift $0 -134K -22.12% $0.00 472K Sep 1, 2023 Class A Common Stock 134K By Family Trusts F1, F4, F6
holding ZETA Class B Common Stock 15.3K Sep 1, 2023 Class A Common Stock 15.3K By CAIVIS Acquisition Corp. II F4, F7
holding ZETA Class B Common Stock 195K Sep 1, 2023 Class A Common Stock 195K By Kica Investments LLC F4, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.
F2 Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any.
F3 Securities held directly by IAC Investment Company IX, LLC ("IAC"). Mr. Steinberg is the managing member of IAC. Mr. Steinberg disclaims beneficial ownership of the shares held directly by IAC except to the extent of his pecuniary interest therein, if any.
F4 The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.
F5 Represents a transfer from ACI to the family trusts described in Footnote 6.
F6 Mr. Steinberg is co-trustee of each family trust and as a result may be deemed to share beneficial ownership of the securities held of record by each trust to the extent of his pecuniary interest therein, if any.
F7 Securities held direcly by CAIVIS Acquisition Corp. II ("CAIVIS"), which is a wholly owned subsidiary of CAIVIS Investment Company V, LLC, of which Mr. Steinberg is the majority shareholder.
F8 Securities held directly by Kica Investments LLC ("Kica"), of which Mr. Steinberg is managing member. Mr. Steinberg disclaims beneficial ownership of the shares held directly by Kica except to the extent of his pecuniary interest therein, if any.