Adam Spice - Aug 25, 2023 Form 4 Insider Report for Rocket Lab USA, Inc. (RKLB)

Role
Chief Financial Officer
Signature
/s/ Arjun Kampani as Attorney-in-Fact for Adam Spice
Stock symbol
RKLB
Transactions as of
Aug 25, 2023
Transactions value $
-$352,525
Form type
4
Date filed
8/29/2023, 05:40 PM
Previous filing
May 31, 2023
Next filing
Nov 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLB Common Stock Sale -$353K -61.4K -3.77% $5.74 1.57M Aug 25, 2023 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the sale of shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the reporting person.
F2 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.63 to $5.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
F3 Includes 3,142 shares and 4,942 shares acquired under the Rocket Lab USA, Inc. 2021 Employee Stock Purchase Plan on May 20, 2022 and May 19, 2023, respectively, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).