Patrick Kirwin - Aug 23, 2023 Form 4 Insider Report for ProMIS Neurosciences Inc. (PMN)

Role
Director
Signature
/s/ Max A. Milbury, Attorney-in-Fact for Patrick D. Kirwin
Stock symbol
PMN
Transactions as of
Aug 23, 2023
Transactions value $
$0
Form type
4
Date filed
8/25/2023, 04:15 PM
Previous filing
Dec 15, 2022
Next filing
Aug 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PMN Common Shares Award +11K +26.2% 53K Aug 23, 2023 Direct F1
holding PMN Common Shares 28K Aug 23, 2023 By Patrick D. Kirwin Professional Corp
holding PMN Common Shares 2.38K Aug 23, 2023 By Patrick Kirwin TFSA
holding PMN Common Shares 5.73K Aug 23, 2023 By his spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PMN Warrants to purchase Common Shares Award +11K 11K Aug 23, 2023 Common Shares 11K $1.75 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 23, 2023, pursuant to a Unit Purchase Agreement entered into by the Company with selected investors (the "Offering"), the Reporting Person acquired 11,000 common share units (each, a "Common Share Unit"), each unit consisting of one of the Company's common shares, no par value (the "Common Shares"), and one warrant to purchase one Common Share. The purchase price for each Common Share Unit was $1.88 per Common Share Unit.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney