Christopher J. Geberth - 01 Aug 2023 Form 3 Insider Report for ALLURION TECHNOLOGIES, INC. (ALUR)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
01 Aug 2023, 21:00:57 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jennifer Ausrotas, attorney-in-fact

Key filing fact

Christopher J. Geberth filed Form 3 for ALLURION TECHNOLOGIES, INC. (ALUR) on 01 Aug 2023.

Key facts

  • This page summarizes Christopher J. Geberth's Form 3 filing for ALLURION TECHNOLOGIES, INC. (ALUR).
  • 0 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 01 Aug 2023, 21:00.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ALUR holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
122,249
Exercise price
$0.9500
Footnotes
F1
ALUR holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
73,349
Exercise price
$1.88
Footnotes
F2
ALUR holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
312,852
Exercise price
$4.51
Footnotes
F3
ALUR holding Derivative

Contingency Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
66,399
Exercise price
Footnotes
F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

25% of the shares underlying this option vested on November 16, 2021, and the remainder vests in 36 substantially equal monthly installments thereafter, provided that as of each such vesting date the Reporting Person remains in an employment or service relationship with the Company.

Footnote F2

25% of the shares underlying this option vested on January 1, 2023, and the remainder vests in 36 substantially equal monthly installments thereafter, provided that as of each such vesting date the Reporting Person remains in an employment or service relationship with the Company.

Footnote F3

The option shall vest in 36 equal monthly installments beginning on the last date of each one month period following December 8, 2022. Notwithstanding the foregoing, in the event of the consummation of the business combination pursuant to the Business Combination Agreement (as defined below), one-third of the then unvested shares subject to the option shall vest immediately prior to the closing of such transaction.

Footnote F4

Subject to the terms and conditions pursuant to that certain Business Combination Agreement ("BCA") dated as of February 9, 2023, as amended on May 2, 2023, by and among Compute Health Acquisition Corp., Compute Health Corp., Compute Health LLC, the Issuer (fka Allurion Technologies Holdings, Inc.), and Allurion Technologies, Inc. ("Private Allurion"), the contingent right to receive shares of Common Stock ("Contingency Shares"), was issued as follows: one-half of the Contingency Shares, in the aggregate, if, from the period beginning on the date on which the Issuer's registration statement on Form S-1 with respect to the resale of any Common Stock issued pursuant to the PIPE Financing is declared effective by the SEC until the date which is five calendar years after the Closing Date ("Earnout Period"),

Footnote F5

(Continued from footnote 4) the VWAP is greater than or equal to $15.00 over any 20 trading days within any consecutive 30 trading day period ("First Share Target"); and one-half of the Contingency Shares, in the aggregate, if, during the Earnout Period, the VWAP is greater than or equal to $20.00 over any 20 trading days within any consecutive 30 trading day period ("Second Share Target").

SEC remarks

Exhibit 24 - Power of Attorney

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .