Juhee Han - 27 Jun 2023 Form 3/A - Amendment Insider Report for GEN Restaurant Group, Inc. (GENK)

Role
10%+ Owner
Signature
/s/ Juhee Han
Issuer symbol
GENK
Transactions as of
27 Jun 2023
Net transactions value
$0
Form type
3/A - Amendment
Filing time
26 Jul 2023, 18:17:05 UTC
Date Of Original Report
27 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GENK Class B Common Stock 2,095,495 27 Jun 2023 Direct
holding GENK Class B Common Stock 2,772,151 27 Jun 2023 See footnote. F1
holding GENK Class B Common Stock 2,849,474 27 Jun 2023 See footnote. F2
holding GENK Class B Common Stock 1,533,575 27 Jun 2023 See footnote. F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GENK Class B Units 27 Jun 2023 Class A Common Stock 2,095,495 Direct F4
holding GENK Class B Units 27 Jun 2023 Class A Common Stock 2,772,151 See footnote. F1, F4
holding GENK Class B Units 27 Jun 2023 Class A Common Stock 2,849,474 See footnote. F2, F4
holding GENK Class B Units 27 Jun 2023 Class A Common Stock 1,533,575 See footnote. F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities reported on this row are held by Jae Chang, Ms. Han's spouse.
F2 The securities reported on this row are held by JC Holding Group, LLC. Mr. Chang is the ultimate control person of JC Holding Group, LLC, and an indirect beneficial owner of these shares. Ms. Han disclaims beneficial ownership of these shares except to the extent of her pecuniary interst therein.
F3 The securities reported on this row are held by JC Group International Holding Inc. Mr. Chang is the ultimate control person of JC Group International Holding Inc., and an indirect beneficial owner of these shares. Ms. Han disclaims beneficial ownership of these shares except to the extent of her pecuniary interst therein.
F4 The Class B Units of GEN Restaurant Companies, LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

Remarks:

This Form 3 amendment is being filed to correct an error in the recorded holdings of Ms. Han and certain affiliates of her spouse, Jae Chang, and to correct the inadvertent omission of certain entities affiliated with Mr. Chang on the Form 3.