Jae Chang - Jun 27, 2023 Form 3/A - Amendment Insider Report for GEN Restaurant Group, Inc. (GENK)

Role
Co-Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Thomas Croal, attorney-in-fact
Stock symbol
GENK
Transactions as of
Jun 27, 2023
Transactions value $
$0
Form type
3/A - Amendment
Date filed
7/26/2023, 06:15 PM
Date Of Original Report
Jun 27, 2023
Next filing
Jul 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GENK Class B Common Stock 2.77M Jun 27, 2023 Direct
holding GENK Class B Common Stock 2.1M Jun 27, 2023 See footnote. F1
holding GENK Class B Common Stock 2.85M Jun 27, 2023 See footnote. F2
holding GENK Class B Common Stock 1.53M Jun 27, 2023 See footnote. F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GENK Class B Units Jun 27, 2023 Class A Common Stock 2.77M Direct F4
holding GENK Class B Units Jun 27, 2023 Class A Common Stock 2.1M See footnote. F1, F4
holding GENK Class B Units Jun 27, 2023 Class A Common Stock 2.85M See footnote. F2, F4
holding GENK Class B Units Jun 27, 2023 Class A Common Stock 1.53M See footnote. F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities reported on this row are held by Juhee Han, Mr. Chang's spouse.
F2 The securities reported on this row are held by JC Holding Group, LLC. Mr. Chang is the ultimate control person of JC Holding Group, LLC, and an indirect beneficial owner of these shares. Mr. Chang disclaims beneficial ownership of these shares except to the extent of his pecuniary interst therein.
F3 The securities reported on this row are held by JC Group International Holding Inc. Mr. Chang is the ultimate control person of JC Group International Holding Inc., and an indirect beneficial owner of these shares. Mr. Chang disclaims beneficial ownership of these shares except to the extent of his pecuniary interst therein.
F4 The Class B Units of GEN Restaurant Companies, LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

Remarks:

This Form 3 amendment is being filed to correct an error in the recorded holdings of Mr. Chang and certain affiliates, and to correct the inadvertent omission of certain entities affiliated with Mr. Chang on the Form 3.